Risk Based Internal Auditing A Complete Guide - 2020 Edition. Gerardus Blokdyk

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      100. What intelligence can you gather?

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      101. How do you gather Risk based internal auditing requirements?

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      102. Has the direction changed at all during the course of Risk based internal auditing? If so, when did it change and why?

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      103. What sources do you use to gather information for a Risk based internal auditing study?

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      104. Have the customer needs been translated into specific, measurable requirements? How?

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      105. What are the rough order estimates on cost savings/opportunities that Risk based internal auditing brings?

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      106. What are the core elements of the Risk based internal auditing business case?

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      107. How is the team tracking and documenting its work?

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      108. Have all basic functions of Risk based internal auditing been defined?

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      109. What knowledge or experience is required?

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      110. How does the Risk based internal auditing manager ensure against scope creep?

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      111. How do you manage scope?

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      112. Has everyone on the team, including the team leaders, been properly trained?

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      113. Are required metrics defined, what are they?

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      114. When is/was the Risk based internal auditing start date?

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      115. The political context: who holds power?

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      116. What are the tasks and definitions?

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      117. Where can you gather more information?

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      118. Has your scope been defined?

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      119. What is the context?

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      120. Has/have the customer(s) been identified?

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      121. How do you gather the stories?

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      122. Is Risk based internal auditing required?

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      123. Has a team charter been developed and communicated?

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      124. What was the context?

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      125. Are roles and responsibilities formally defined?

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      126. What are the boundaries of the scope? What is in bounds and what is not? What is the start point? What is the stop point?

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      127. What are the Roles and Responsibilities for each team member and its leadership? Where is this documented?

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      128. How can the value of Risk based internal auditing be defined?

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      129. What information do you gather?

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      130. What defines best in class?

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      131. What are the Risk based internal auditing use cases?

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      132. What are the compelling stakeholder reasons for embarking on Risk based internal auditing?

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      133. How do you build the right business case?

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      134. Does the scope remain the same?

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      135. Has a Risk based internal auditing requirement not been met?

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      Add up total points for this section: _____ = Total points for this section

      Divided by: ______ (number of statements answered) = ______ Average score for this section

      Transfer your score to the Risk based internal auditing Index at the beginning of the Self-Assessment.

      CRITERION #3: MEASURE:

      INTENT: Gather the correct data. Measure the current performance and evolution of the situation.

      In my belief, the answer to this question is clearly defined:

      5 Strongly Agree

      4 Agree

      3 Neutral

      2 Disagree

      1 Strongly Disagree

      1. What are your primary costs, revenues, assets?

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      2. What tests verify requirements?

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      3. How do you verify if Risk based internal auditing is built right?

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      4. Will Risk based internal auditing have an impact on current business continuity, disaster recovery processes СКАЧАТЬ