Risk Based Internal Auditing A Complete Guide - 2020 Edition. Gerardus Blokdyk

Чтение книги онлайн.

СКАЧАТЬ Do the problem and goal statements meet the SMART criteria (specific, measurable, attainable, relevant, and time-bound)?

      <--- Score

      57. How have you defined all Risk based internal auditing requirements first?

      <--- Score

      58. What baselines are required to be defined and managed?

      <--- Score

      59. What specifically is the problem? Where does it occur? When does it occur? What is its extent?

      <--- Score

      60. What is the scope of Risk based internal auditing?

      <--- Score

      61. In what way can you redefine the criteria of choice clients have in your category in your favor?

      <--- Score

      62. What are the requirements for audit information?

      <--- Score

      63. What gets examined?

      <--- Score

      64. Is Risk based internal auditing linked to key stakeholder goals and objectives?

      <--- Score

      65. What is in the scope and what is not in scope?

      <--- Score

      66. Is the current ‘as is’ process being followed? If not, what are the discrepancies?

      <--- Score

      67. What is the definition of success?

      <--- Score

      68. Is there a clear Risk based internal auditing case definition?

      <--- Score

      69. Are all requirements met?

      <--- Score

      70. Is there a Risk based internal auditing management charter, including stakeholder case, problem and goal statements, scope, milestones, roles and responsibilities, communication plan?

      <--- Score

      71. Are the Risk based internal auditing requirements complete?

      <--- Score

      72. Have specific policy objectives been defined?

      <--- Score

      73. How would you define Risk based internal auditing leadership?

      <--- Score

      74. Scope of sensitive information?

      <--- Score

      75. Has a project plan, Gantt chart, or similar been developed/completed?

      <--- Score

      76. Is scope creep really all bad news?

      <--- Score

      77. Is the Risk based internal auditing scope complete and appropriately sized?

      <--- Score

      78. What customer feedback methods were used to solicit their input?

      <--- Score

      79. Are there any constraints known that bear on the ability to perform Risk based internal auditing work? How is the team addressing them?

      <--- Score

      80. Who defines (or who defined) the rules and roles?

      <--- Score

      81. What system do you use for gathering Risk based internal auditing information?

      <--- Score

      82. Do you have a Risk based internal auditing success story or case study ready to tell and share?

      <--- Score

      83. What is a worst-case scenario for losses?

      <--- Score

      84. What happens if Risk based internal auditing’s scope changes?

      <--- Score

      85. Do you have organizational privacy requirements?

      <--- Score

      86. What critical content must be communicated – who, what, when, where, and how?

      <--- Score

      87. Does the team have regular meetings?

      <--- Score

      88. What is the definition of Risk based internal auditing excellence?

      <--- Score

      89. Are different versions of process maps needed to account for the different types of inputs?

      <--- Score

      90. Who are the Risk based internal auditing improvement team members, including Management Leads and Coaches?

      <--- Score

      91. When is the estimated completion date?

      <--- Score

      92. How do you keep key subject matter experts in the loop?

      <--- Score

      93. What are the Risk based internal auditing tasks and definitions?

      <--- Score

      94. What is out of scope?

      <--- Score

      95. What Risk based internal auditing services do you require?

      <--- Score

      96. How did the Risk based internal auditing manager receive input to the development of a Risk based internal auditing improvement plan and the estimated completion dates/times of each activity?

      <--- Score

      97. What are the record-keeping requirements of Risk based internal auditing activities?

      <--- Score

      98. Is the scope of Risk based internal auditing defined?

      <--- Score

      99. Are there different segments of customers?

      <--- СКАЧАТЬ