CFP Board Financial Planning Competency Handbook. Board CFP
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СКАЧАТЬ l:href="http://www.wdfi.org/fi/securities/regexemp/history.htm">www.wdfi.org/fi/securities/regexemp/history.htm.

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A brief review of the Act can be found at: www.banking.senate.gov/public/_files/070110_Dodd_Frank_Wall_Street_Reform_comprehensive_ summary_Final.pdf.

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For more regulatory information about the Bureau, see: www.consumer finance.gov/strategic-plan/.

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Source: www.finra.org.

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Source: www.dol.gov/compliance/laws/comp-erisa.htm.

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K. C. Garrett and J. E. Grable, “State Investment Adviser Representative Examination and Waiver Requirements,” Journal of Personal Finance 6, no. 1 (2007): 38–43. Available at: www.iarfc.org/documents/issues/Vol.6Issue1.pdf.

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Other certifications can be used to waive licensure requirements for investment advisers, including the ChFC, PFS, CFA, and CIC. See Garrett and Grable (2007) for more information.

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E. B. Goldsmith, Consumer Economics: Issues and Behaviors (Upper Saddle River, NJ: Prentice Hall, 2009).

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E. T. Garman, Consumer Economic Issues in America, 9th ed. (Mason, OH: Thomson, 2006).

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www.hhs.gov/ocr/privacy/hipaa/administrative/privacyrule/index.html.

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Source: www.fdic.gov/consumers/privacy/criminalscover.

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R. H. Lytton, J. E. Grable, and D. D. Klock, The Process of Financial Planning: Developing a Financial Plan (Cincinnati, OH: National Underwriter, 2006).

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The financial planning process can be found under the Guide to CFP® Certification: www.cfp.net/become/experience.asp.

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www.cfp.net/for-cfp-professionals/professional-standards-enforcement/standards-of-professional-conduct/financial-planning-practice-standards/practice-standards-100.

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See Lytton et al., Process of Financial Planning, 159.

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www.cfp.net/for-cfp-professionals/professional-standards-enforcement/standards-of-professional-conduct/financial-planning-practice-standards.

45

Ibid.

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Zvi Bodie, Alex Kane, and Alan J. Marcus, Investments, 9th ed. (New York: McGraw-Hill Irwin, 2011), 635.

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www.rmahq.org.

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Sue Greniger, Vickie Hampton, Karrol Kitt, and Joseph Achacoso, “Ratios and Benchmarks for Measuring the Financial Well-Being of Families and Individuals,” Financial Services Review 5, no. 1 (1996): 57–70.

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