Passages From Antiquity to Feudalism. Perry Anderson

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СКАЧАТЬ integrated into the general corpus of Marxist theory. Yet, as we shall see, its importance for the global pattern of history is perhaps scarcely less than that of the transition to capitalism. Gibbon’s solemn judgment on the fall of Rome and the end of Antiquity emerges, paradoxically, perhaps for the first time in its full truth today: ‘a revolution which will ever be remembered, and is still felt by the nations of the Earth.’¹ By contrast with the ‘cumulative’ character of the advent of capitalism, the genesis of feudalism in Europe derived from a ‘catastrophic’, convergent collapse of two distinct anterior modes of production, the recombination of whose disintegrated elements released the feudal synthesis proper, which therefore always retained a hybrid character. The dual predecessors of the feudal mode of production were, of course, the decomposing slave mode of production on whose foundations the whole enormous edifice of the Roman Empire had once been constructed, and the distended and deformed primitive modes of production of the Germanic invaders which survived in their new homelands, after the barbarian conquests. These two radically distinct worlds had undergone a slow disintegration and creeping interpenetration in the last centuries of Antiquity.

      To see how this had come about, it is necessary to look backwards at the original matrix of the whole civilization of the classical world. Graeco-Roman Antiquity had always constituted a universe centred on cities. The splendour and confidence of the early Hellenic polis and the later Roman Republic, which dazzled so many subsequent epochs, represented a meridian of urban polity and culture that was never to be equalled for another millennium. Philosophy, science, poetry, history, architecture, sculpture; law, administration, currency, taxation; suffrage, debate, enlistment – all these emerged or developed to levels of unexampled strength and sophistication. Yet at the same time this frieze of city civilization always had something of the effect of a trompe l’oeil facade, on its posterity. For behind this urban culture and polity lay no urban economy in any way commensurate with it: on the contrary, the material wealth which sustained its intellectual and civic vitality was drawn overwhelmingly from the countryside. The classical world was massively, unalterably rural in its basic quantitative proportions. Agriculture represented throughout its history the absolutely dominant domain of production, invariably furnishing the main fortunes of the cities themselves. The Graeco-Roman towns were never predominantly communities of manufacturers, traders or craftsmen: they were, in origin and principle, urban congeries of landowners. Every municipal order from democratic Athens to oligarchic Sparta or senatorial Rome, was essentially dominated by agrarian proprietors. Their income derived from corn, oil and wine – the three great staples of the Ancient World – produced on estates and farms outside the perimeter of the physical city itself. Within it, manufactures remained few and rudimentary: the range of normal urban commodities never extended much beyond textiles, pottery, furniture and glassware. Technique was simple, demand was limited and transport was exorbitantly expensive. The result was that manufactures in Antiquity characteristically developed not by increasing concentration, as in later epochs, but by decontraction and dispersal, since distance dictated relative costs of production rather than the division of labour. A graphic idea of the comparative weight of the rural and urban economies in the classical world is provided by the respective fiscal revenues yielded by each in the Roman Empire of the 4th century A.D., when city trade was finally subjected to an imperial levy for the first time by Constantine’s collatio lustralis: income from this duty in the towns never amounted to more than 5 per cent of the land-tax.²

      Naturally, the statistical distribution of output in the two sectors did not suffice to subtract economic significance from the cities of Antiquity. For in a uniformly agricultural world, the gross profits of urban exchange might be very small: but the net superiority they could yield to any given agrarian economy over any other might still be decisive. The precondition of this distinctive feature of classical civilization was its coastal character.³ Graeco-Roman Antiquity was quintessentially Mediterranean, in its inmost structure. For the inter-local trade which linked it together could only proceed by water: marine transport was the sole viable means of commodity exchange over medium or long distances. The colossal importance of the sea for trade can be judged from the simple fact that it was cheaper in the epoch of Diocletian to ship wheat from Syria to Spain – one end of the Mediterranean to the other – than to cart it 75 miles over land.⁴ It is thus no accident that the Aegean zone – a labyrinth of islands, harbours and promontories – should have been the first home of the city-state; that Athens, its greatest exemplar, should have founded its commercial fortunes on shipping; that when Greek colonization spread to the Near East in the Hellenistic epoch, the port of Alexandria should have become the major city of Egypt, first maritime capital in its history; and that eventually Rome in its turn, upstream on the Tiber, should have become a coastal metropolis. Water was the irreplaceable medium of communication and trade which rendered possible urban growth of a concentration and sophistication far in advance of the rural interior behind it. The sea was the conductor of the improbable radiance of Antiquity. The specific combination of town and country that defined the classical world was in the last resort only operational because of the lake at the centre of it. The Mediterranean is the only large inland sea on the circumference of the earth: it alone offered marine speed of transport with terrestrial shelter from highest wind or wave, for a major geographical zone. The unique position of classical Antiquity within universal history cannot be separated from this physical privilege.

      The Mediterranean, in other words, provided the necessary geographical setting for Ancient civilization. Its historical content and novelty, however, lay in the social foundation of the relationship between town and country within it. The slave mode of production was the decisive invention of the Graeco-Roman world, which provided the ultimate basis both for its accomplishments and its eclipse. The originality of this mode of production must be underlined. Slavery itself had existed in various forms throughout Near Eastern Antiquity (as it was later to do elsewhere in Asia): but it had always been one juridically impure condition – frequently taking the form of debt bondage or penal labour – among other mixed types of servitude, forming merely a very low category in an amorphous continuum of dependence and unfreedom that stretched well up the social scale above it.⁵ Nor was it ever the predominant type of surplus extraction in these pre-Hellenic monarchies: it was a residual phenomenon that existed on the edges of the main rural workforce. The Sumerian, Babylonian, Assyrian and Egyptian Empires – riverine states built on intensive, irrigated agriculture that contrasted with the light, dry-soil farming of the later Mediterranean world – were not slave economies, and their legal systems lacked any sharply separate conception of chattel property. It was the Greek city-states that first rendered slavery absolute in form and dominant in extent, thereby transforming it from an ancillary facility into a systematic mode of production. The classic Hellenic world never, of course, rested exclusively on the use of slave-labour. Free peasants, dependent tenants, and urban artisans always coexisted with slaves, in varying combinations, in the different city-states of Greece. Their own internal or external development, moreover, could alter the proportions between the two markedly from one century to the next: every concrete social formation is always a specific combination of different modes of production, and those of Antiquity were no exception.⁶ But the dominant mode of production in classical Greece, which governed the complex articulation of each local economy and gave its imprint to the whole civilization of the city-state, was that of slavery. This was to be true of Rome as well. The Ancient World as a whole was never continuously or ubiquitously marked by the predominance of slave-labour. But its great classical epochs, when the civilization of Antiquity flowered – Greece in the 5th and 4th centuries B.C. and Rome from the 2nd century B.C. to the 2nd century A.D. – were those in which slavery was massive and general, amidst other labour systems. The solstice of classical urban culture always also witnessed the zenith of slavery; and the decline of one, in Hellenistic Greece or Christian Rome, was likewise invariably marked by the setting of the other.

      The overall proportions of the slave population in the original homelands of the slave mode of production, post-archaic Greece, are not possible to calculate exactly, in the absence of any reliable statistics. The most reputable estimates vary greatly, but a recent assessment is that the ratio of slaves to free citizens in Periclean Athens was about 3:2;⁷ the relative number of slaves in Chios, Aegina, or Corinth was at various times probably even larger; while the helot СКАЧАТЬ