Understanding English as a Lingua Franca. Barbara Seidlhofer
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СКАЧАТЬ speakers’: Crystal (2003b: 69) gives the following estimates for speakers of English in terms of Kachru’s model of ‘concentric circles’ (Kachru 1992): ‘Inner Circle’, i.e. first language in, for example, UK, USA: 320–380 million; ‘Outer Circle’, i.e. additional language, in India, Nigeria: 300–500 million; ‘Expanding Circle’, i.e. foreign language, in China, Russia: 500–1000 million.3 This means that ‘one in four of the world’s population are now capable of communicating to a useful level in English’ (Crystal 2006a: 425) and in turn, that roughly only one out of every four users of English in the world is a ‘native speaker’ of the language. While this insight should not lead us to ignore the fact that about three quarters of the world’s population are left without such command of English and often without even any prospect of gaining access to it, it does not alter the fact that the spread of English, geographically but also in terms of social strata and domains of use, is on a scale that no other language has ever reached in the history of the planet. The German author Beneke (1991: 54) adds another way of looking at this when he estimates that 80 per cent of all communication involving the use of English as a second or foreign language does not involve any ‘native speakers’ of English. This was as long ago as 1991, and bearing in mind the growing figures for speakers in the ‘Outer’ and ‘Expanding Circles’, the percentage Beneke quotes is likely to be even higher now.

      The global spread of English is unprecedented and unparalleled, and comparisons that are often made between the role of English in today’s world and the role of Latin, French, Arabic, and other lingua francas in earlier times simply do not hold. No other language called ‘world language’ has ever had both the global expansion and the penetration of social strata and domains of use that English now has. This fact may sometimes irk speakers of other ‘big’ languages, such as those of French in the European Union, but even they cannot but reluctantly acknowledge it. The reluctance in part at least would seem to stem from the view that the reasons for the rapid ongoing growth of English lie in the economic and political power, past and present, of English speaking nations, especially the United States, and so to concede the international role of the language is, to a degree, to succumb to this power. The view that the spread of English is necessarily a function of linguistic imperialism is one that I shall return to in a later chapter. For the moment, we need to note that the international significance of the language cannot be explained in such simple and seemingly straightforward terms.

      The term ‘English as an international language’ (EIL) is usually understood as covering uses of English within and across Kachru’s ‘Circles’, for intranational as well as international communication. But English is international in two very different ways: it has been ‘exported’ to many regions of the world by its ‘native’ speakers, primarily through colonization, and so has invaded these places. It has, however, to an even larger extent been ‘imported’ by people all over the world who decided to learn it as a useful language in addition to their first language(s).

      In the first case, generally as a consequence of colonial rule, English has been taken up in various places in the world and institutionalized as a local means of intra-national communication in countries in what Kachru (1992) refers to as the ‘Outer Circle’: we might call these manifestations of localized EIL. It is now generally acknowledged that the variations in usage that have naturally developed endonormatively in the communities of this ‘Outer Circle’ have their own legitimacy, and are, in effect, different Englishes in their own right; and a good deal of work has been devoted to recording and codifying their distinctive character. Schneider’s 2007 book Postcolonial English conveys this sense of the local, and locale, very clearly. In discussing the perspectives of the settlers and the indigenous populations in (former) colonies, he explains that:

      […] the essential point […] is that both groups who share a piece of land increasingly share a common language experience and communication ethnography, and thus the forces of accommodation are effective in both directions and in both communities, and result in dialect convergence and increasingly large shared sets of linguistic features and conventions.

      (Schneider 2007: 32)

      These ‘shared sets of linguistic features and conventions’ then serve to define essentially nation-based local linguacultural norms as the basis for delimiting distinct post-colonial varieties with their independent identities. This is how ‘English’ becomes (World) ‘Englishes’, with countable distinct entities. Thus it is now established as entirely appropriate to speak of Indian English, Nigerian English, or Singapore English, for example.4

      But apart from this pluralized, localized EIL, English has also become international as a, indeed the, common global means for inter-national communication. This then is not localized but globalized EIL, which is characterized by continuously negotiated, hybrid ways of speaking. Other than members of ‘Outer Circle’ varieties, speakers do not orient to their local speech communities but are involved in de-territorialized speech events, so that establishing common linguacultural ground, what Schegloff (1972) calls ‘formulating place’, becomes an intrinsic part of every encounter. Globalized EIL, as a variable way of using English can be observed, for example, in business meetings, tourist encounters, diplomatic negotiations, conference discussions, and so on.

      This distinction between localized EIL and globalized EIL is one that Kachru’s model does not capture, for the use of globalized EIL is something that people engage in across all three ‘concentric circles’: from the ‘Inner Circle’, where English is the majority first language (for example, the UK, USA), from the ‘Outer Circle’, where English is an additional language (India, Nigeria, Singapore) and – as the largest group – from the ‘Expanding Circle’, where English is taught and learnt as a foreign language (from Afghanistan, Bolivia, China, Denmark, Ethiopia, … to Yemen). In these contexts, English is used as a convenient common means of communication among people with different native languages. It is the massive and increasing extent of these uses, stimulated by developments in electronic communication and enhanced mobility, that has been primarily responsible for establishing English globally as the predominant international language – English as a Lingua Franca.

      1.2 What’s in a name? A note about terminology

      A cautionary note about terminology is called for here. There is always the problem that in discussing any phenomenon one needs to use terms, at least to start with, that are in common currency and will be recognized. This however does not necessarily imply an acceptance of the concepts the labels express, nor does it indicate a lack of awareness of their complexity and their shortcomings. And of course, any categorization, and the terms that result from it, has to be based on a process of abstracting from the details of ‘reality’, of homing in on those qualities and distinctions that seem relevant for the matter under consideration while ignoring others.

      Thus in the above pages, I make use of the well known terminological distinction that Kachru makes between English speakers in the ‘Inner’, ‘Outer’, and ‘Expanding Circles’. I do so because the study of World Englishes has been a vigorous field of research for a long time and it can therefore be expected that most readers will be familiar with the Kachruvian circles model. What is often called the ‘World Englishes paradigm’ thus offers a framework of thinking about the role, and especially the history, of English in the world that many can relate to, a convenient way of referring to a very rough distinction between English used as a native language (ENL), English used as a additional/second language in post-colonial settings, where English has a special and often official role (ESL),5 and English being learnt and used elsewhere as a foreign language (EFL). As we shall see later, however, the three circles model, which Kachru himself only put forward as a tentative suggestion, is conceptually problematic and open to criticism. Despite this, however, no alternative models and terms that have been put forward have gained widespread acceptance and currency in the literature. So far, the Kachruvian terms have remained СКАЧАТЬ



<p>3</p>

It is interesting to compare these figures with the first edition of the book in 1997. Figures have shot up for Outer and Expanding Circle (see review by Leech in Journal of Pragmatics 2004: ‘The second edition shows a remarkable reversal of the figures for L1 and L2 speakers: in the first edition, native speakers substantially outnumbered L2 speakers [if one regards OC as NN], whereas in the second edition the opposite is true.’). Crystal 2006a offers a very useful comparison and discussion of figures given in different sources.

<p>4</p>

Such a ‘World Englishes’ view of Outer Circle varieties obscures the fact that English in the usually linguaculturally very diverse post-colonial countries or regions functions as a lingua franca, too.

<p>5</p>

The acronym ESL is itself misleading as it is used differently in different parts of the world, and in different areas of research and education. So while it indicates English as a ‘second language’ in the sense of an (official) additional language, side by side with local/indigenous languages in post-colonial settings, it can, alternatively, also denote a ‘second language’ in a sequential sense, in that people of different first languages have learnt, or are learning and using English, especially in ENL settings such as Britain or the USA. In this sequential sense, the acronym ESL can sometimes also merge in meaning with EFL, with both current in language teaching circles, ESL being preferred in the USA and EFL in Britain.