Название: Citizens to Lords
Автор: Ellen Wood
Издательство: Ingram
Жанр: Документальная литература
isbn: 9781781684269
isbn:
15 On the concept of ‘parcellized sovereignty’, see Perry Anderson, Passages from Antiquity to Feudalism (London: Verso, 1974), pp. 148ff. English feudalism, as we shall see, represented a partial exception. All property was legally defined as ‘feudal’ and conditional; but the Anglo-Saxon state was already relatively unified, and the Normans would consolidate that unity, so that ‘parcellized sovereignty’ never existed in England to the extent that it did on the Continent. The distinctive development of English capitalism was not unrelated to this distinctive ‘feudalism’. But more on this later.
16 See Paul Cartlege, The Greeks (Oxford: Oxford University Press, 2nd edn, 2002) for a masterful illustration of how our own political and cultural self-understanding can benefit from recognizing both the historical specificity of the Greeks and the continuities between them and us, both their ‘otherness’ and what we owe to them.
2
THE ANCIENT GREEK POLIS
The Invention of Politics
In his play, The Suppliant Women, Euripides interrupts the action with a short political debate between a herald from despotic Thebes and the legendary Athenian hero, Theseus. The Theban boasts that his city is ruled by only one man, not by a fickle mob, the mass of poor and common people who are unable to make sound political judgments because they cannot turn their minds away from labour. Theseus replies by singing the praises of democracy. In a truly free city, he insists, the laws are common to all, equal justice is available to rich and poor alike, anyone who has something useful to say has the right to speak before the public, and the labours of a free citizen are not wasted ‘merely to add to the tyrant’s substance by one’s toil’.
This brief dramatic interlude may do little to advance the action of the play, but it nicely sums up the issues at stake in Athenian political theory. It also tells us much about the polis and the social conditions that gave rise to political theory. Contained in the conception of freedom exalted by Theseus are certain basic principles that the Athenians, and other Greeks, regarded as uniquely theirs, defining the essence of their distinctive state. The Greek word for freedom, eleutheria, and, for that matter, even the more restricted and elitist Latin libertas – in reference to both individuals and states – have no precise equivalent in any ancient language of the Near East or Asia, for instance in Babylonian or classical Chinese; nor can the Greek and Roman notions of a ‘free man’ be translated into those languages.1 In Greek, these concepts appear again and again, in everything from historical writing to drama, as the defining characteristics of Athens.
So, for instance, when the historian Herodotus offers his explanation for the Athenian defeat of Persia, he attributes their strength to the fact that they had shaken off the yoke of tyranny. When they were living under tyrannical oppression, ‘they let themselves be beaten, since they worked for a master . . .’ 2 Now that they were free, they had become ‘the first of all’. Similarly, the tragedian, Aeschylus, in The Persians, tells us that – in contrast to subjects of the Persian king, Xerxes – to be an Athenian citizen is to be masterless, a servant to no mortal man.
It would, of course, be possible to attribute the Greeks’ clear delineation of ‘freedom’ to the prevalence of chattel slavery, which entailed an unusually sharp conceptual and legal distinction between freedom and bondage. The growth of slavery certainly did clarify and sharpen the distinction. But the distinctive Greek conception of autonomy and self-sufficiency owes its origin to something else, and the uncompromising definition of servitude is a consequence of that conception more than its cause.
The distinguished medieval historian, Rodney Hilton, once remarked that ‘the concept of the freeman, owing no obligation, not even deference, to an overlord is one of the most important if intangible legacies of medieval peasants to the modern world.’3 If Hilton was right to trace this concept to the peasantry, he was surely wrong not to give the credit for it to the ancient Greeks. It was the liberation of Greek peasants from any form of servitude or tribute to lord or state, unlike their counterparts elsewhere, that produced a new conception of freedom and the free man. This conception was increasingly associated with democracy – so much so that an anti-democrat like Plato (who, as we shall see, thought that anyone engaged in necessary labour should be legally or politically dependent) sought to subvert the concept of eleutheria by equating it with licence. At the same time, the liberation of the peasantry wiped out a whole spectrum of dependence and left behind the stark dichotomy of freedom and slavery, the one an attribute of citizens, the other a condition to which no citizen could be reduced.
Although a leisurely life was no doubt a cultural ideal, the Greek conception of eleutheria has at its heart a freedom from the necessity to work for another – not freedom from labour but the freedom of labour. This applies not only to the masterless individual but also to the polis governed by a citizen body and one that owes no tribute to another state. In its emphasis on autonomous labour and self-sufficiency, this concept of freedom reflects the unique reality of a state in which producers were citizens, a state in which a civic community that combined appropriating and producing classes ruled out relations of lordship and dependence between them, whether as masters and servants or as rulers and subjects. That civic community, which was most highly developed in democratic Athens, was the decisive condition for the emergence of Greek political theory.
In the previous chapter, we outlined some of the ways in which the polis, and especially the democracy, generated a new mode of thinking, a systematic application of critical reason to interrogate the very foundations of political right. This mode of thinking was, it was suggested, rooted in a new kind of practice, which had less to do with relations between rulers and subjects than with transactions and conflicts among citizens, united in their civic identity yet still divided by class. The self-governing civic community and the practice of politics – action in the public sphere of the polis, a community of citizens – reached its apogee in democratic Athens, which was also home to the classic tradition of Greek political theory.
The Rise of the Democracy
The evolution of the democracy can be traced by following the development of the civic or political principle, the notion of citizenship and the gradual elevation of the polis, civic law and civic identity at the expense of traditional principles of kinship, household, birth and blood. To put it another way, the processes of politicization and democratization went hand in hand, and the most democratic polis was the one in which the political principle was most completely developed. The historic events commonly identified as the milestones in Athenian political development can all be understood in these terms. In each case, the strengthening of the political principle at the same time represented an advance in popular power and a reconfiguration of relations between classes.
Archaeology and the decipherment of Linear B, the script that preceded the Greek alphabet, have revealed much about the states that existed in Greece before the emergence of the polis. They were, as has already been suggested, analogous to other ancient states, albeit on a smaller scale, in which a bureaucratic power at the centre controlled land and labour, appropriating tax or tribute from subordinate peasant communities. Little is known about how this state-form disappeared or what intervened between its demise and the rise of the polis. Much of what is known about Greek society on the eve of the polis depends on the Homeric epics, which certainly do not describe the Mycenean civilization that is supposed to be their theme. Invoking myths and legends from an earlier time, they depict a social structure and social values of a later age. The Homeric poems may not exactly СКАЧАТЬ